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| How To Lodge A Complaint |
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| As the unit trust industry is premised on the concept of trust and faith, FIMM is committed in ensuring the institutions and/or individuals registered by FIMM ("Registered Persons") comply with the relevant securities laws, guidelines, Code of Ethics etc. issued from time to time by the Securities Commission and/or FIMM governing the unit trust industry in Malaysia. |
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| Any complaint shall be made in writing comprising: |
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particulars of the complainant which include name, correspondence address, contact number, e-mail address (if any). etc.; |
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circumstances underlying the non-compliance or improper conduct; |
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parties alleged to be involved in the improper conduct; and |
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other supporting documentary evidence (if any). |
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*Click here to fill-in complaint form online or to download. Click here for frequently asked questions. (Question 34).
Alternatively, complainants may write in their complaints to :
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Complaints Bureau
Legal, Secretarial & Regulatory Affairs
Federation of Investment Managers Malaysia
19-07-3, 7th Floor PNB Damansara,
No. 19, Lorong Dungun Damansara Heights
50490 Kuala Lumpur |
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